- How the derivatives clearing requirements of the Dodd Frank Act may impact the derivatives market and your clients and handling regulatory uncertainty - How to keep up with fast-paced regulatory ...
Concerns that energy companies want to dodge proposed restrictions on derivatives can be summarized in two words: Andrew Hall. He's the star trader who stood to collect a $100 million bonus from ...
On October 28, 2020, the U.S. Securities and Exchange Commission (the SEC) voted 3-2 to adopt Rule 18f-4 (the Final Rule) 1 under the Investment Company Act of 1940 (the 1940 Act), which establishes a ...
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