With less than a year to go until MiFIR/MiFID II extends its reign over the European Union, firms’ preparations for transaction reporting should be well under way, experts agree. Larger buy-side firms ...

The introduction of near real-time trade reporting set to be extended beyond equity markets as part of MiFID II will broaden the visibility of trading activity in listed and OTC instruments – but how ...

Post-trade technology vendor Misys has partnered with Broadridge Financial Solutions to launch a MiFID II regulatory reporting service. The Misys FusionCapital Regulatory Reporting service, in ...

Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, has completed its second annual MiFID II & Best Execution survey which shows that ...

When derivatives reporting rules in Europe, the US and elsewhere forced dealers to choose between honouring the requirement or honouring the privacy laws of foreign countries in which they and their ...

Panellists at The Trade’s MiFID II event in Paris discussed the issues surrounding the buy-side’s reporting obligations. Some buy-side firms have struggled to understand penalties for double reporting ...

Thousands of firms are attempting to comply with new reporting rules, and most need an ARM and APA to make it happen. A spokesperson for UK regulator the Financial Conduct Authority declines to ...

The Financial Conduct Authority has devoted the September 2017 issue of its Market Watch newsletter to a discussion of aspects of FCA reporting functionality and the means by which firms can meet ...

Reference data issues have played a key part in every reporting failure to date, and are well documented in the FCA’s sanction statements. Regrettably, under Mifid II the challenges around this ...

Bloomberg Data Reporting Services Limited (BDRSL) has today received authorisation, effective 3 January 2018, from the UK Financial Conduct Authority (FCA) for its Approved Publication Arrangement ...